Barred North Dakota investment adviser, Kevin Wanner has been sentenced to 11 years in prison after pleading guilty to mail fraud and money laundering.
Tagged with "Ponzi Scheme"
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Former North Dakota Investment Adviser Sentenced to 11 Years in Prison for Orchestrating a Ponzi Scheme
Posted on September 13th, 2018 at 1:48 PM
SEC Files a Complaint Against Chicago Real Estate Investment Firm for Orchestrating a $135 Million Ponzi Scheme
Posted on August 31st, 2018 at 4:27 PM
The SEC has filed a complaint in the Northern District of Illinois against real estate investment firm, Equitybuild, Inc, its CEO and President Jerome Cohen and Vice President Shaun Cohen accusing them of running a $135 million Ponzi scheme in violation of the Securities Exchange Act.
Nassau County, New York Financial Advisor Charged After Orchestrating a $5 Million Ponzi Scheme
Posted on July 25th, 2018 at 2:35 PM
The Nassau County District Attorney’s Office has filed several criminal charges against financial advisor, Matthew Eckstein in connection to an alleged Ponzi scheme that scammed 14 victims out of more than $5 million.
SEC has Filed Charges Against a Group of Formerly Registered Investment Advisers for Orchestrating a $102 Million Ponzi Scheme
Posted on June 22nd, 2018 at 1:34 PM
The SEC has filed civil charges against formerly registered investment advisers, Perry Santillo, Christopher Parris, Paul LaRocco, John Piccarreto and Thomas Brenner, along with their three investment firms, First Nationle Solutions, LLC, United RL Capital Services and Percipience Global Corp for defrauding at least 637 individual investors.
Philadelphia Real-Estate Investor Pleads Guilty to Fraud Charges for his Role in Ponzi Scheme
Posted on June 19th, 2018 at 1:49 PM
Philadelphia businessman, Carl Frederic Sealey, has pled guilty in connection to fraud charges for orchestrating a $1.6 million Ponzi scheme.
SEC Files a Lawsuit Against Essex Capital Corporation for Orchestrating a Ponzi-Scheme
Posted on June 15th, 2018 at 9:07 AM
The SEC has filed a complaint against Santa Barbara, California-based Essex Capital Corporation and its president, Ralph T. Iannelli for allegedly running an $80 million Ponzi-scheme.
Former Pennsylvania Advisor Sentenced to Prison for Running a $1.2 million Ponzi Scheme
Posted on November 3rd, 2017 at 3:26 PM
Former Edward Jones financial advisor, Bernard Parker was sentenced to 87 months in federal prison for running a six-year $1.2 million Ponzi scheme.
New Jersey Adviser Accused of Running a Ponzi Scheme to Fund Gambling Habit
Posted on September 25th, 2017 at 3:39 PM
The SEC has filed a lawsuit against adviser Scott Newsholme of Farmingdale, New Jersey for allegedly defrauding elderly clients in a $1 million Ponzi-like scheme.
Minnesota Man Charged With Operating Million Dollar Ponzi Scheme Through Options Trading
Posted on September 15th, 2017 at 9:48 AM
The United States Attorney’s Office has filed federal criminal charges against Big Island Capital founder, Jeremey Richard Lundin for operating a Ponzi scheme in which he stole more than $1 million from individual investors.
North Dakota Securities Department Reaches Settlement with Ponzi Scheme Operator
Posted on August 10th, 2017 at 9:19 AM
The North Dakota Securities Department has settled an investigation against Minneapolis-based Questar Capital Corporation broker, Kevin Wanner.
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