Eccleston Law Videos Gallery

Eccleston Law: Welcome to our Chicago Securities Law Firm
Jim Eccleston is Lead Attorney for Eccleston Law, a nationwide securities and financial law firm with offices in Chicago, New York City and Sarasota, Florida. Jim, along with Christine Goodrich & Stephany McLaughlin, are here to tell us about their nationwide law firm, and why Eccleston Law is the absolute best choice for any securities litigation, corporate law, finance law, labor law, civil and commercial litigation issues that you face. Have you been ripped off by your broker? Did a financial adviser make a bad investment on your behalf? If so, watch this video, meet Jim Eccleston, and call our Chicago offices today at 312-332-0000.

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Eccleston Law: Jim Eccleston Talks About Representing Investors Nationwide in Law Suits
Eccleston Law: Who We Represent in our Chicago, NYC Florida Securities Law Firm
Eccleston Law: James Eccleston on Correcting FINRA BrokerCheck Reports
Eccleston Law: James Eccleston Warns Reps to Beware of Letter to Clients
Eccleston Law: James Eccleston Announces New Transition Compliance Package for Financial Advisers
Eccleston Law: James Eccleston Announces New Broker Compliance Package by Eccleston Law LLC
Eccleston Law: James Eccleston on Broker Recruiting Protocol
Eccleston Law, LLC: James Eccleston on Broker Product Cases

TESTIMONIALS

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As a financial advisor with over 20 years of experience, I feel fortunate to call Jim my attorney and friend. He is a fantastic lawyer and trusted advisor. He is skilled in the matters necessary to do the job well. He uses his thoughtful approach and calm demeanor to achieve a positive outcome for the client. If you want to feel confident that nothing will be missed and that you will be represented in a highly professional manner, call Jim Eccleston.

Bill C. and Dan M.

LATEST NEWS AND ARTICLES

July 11, 2025
FINRA Advances Proposal to Allow Limited Use of Performance Projections

The Financial Industry Regulatory Authority (“FINRA”) is moving forward with a proposal that would give broker-dealers limited ability to market performance projections and targeted returns under specific conditions.

July 10, 2025
SEC Permanently Bars Brite Advisors USA Over Custody Rule Violations and Undisclosed Conflicts

The SEC has permanently barred Brite Advisors USA from operating as an investment adviser, citing serious custody rule violations and undisclosed conflicts of interest tied to its offshore affiliate, as reported by Financial Advisor News.

July 9, 2025
UBS Confirms Data Breach After Cyberattack on External Vendor

UBS Group AG has confirmed that a cyberattack on one of its third-party suppliers resulted in stolen company information, though no client data was compromised.