Securities Attorneys for Whistleblower Law

The securities attorneys at Eccleston Law represent financial advisors who seek to file whistleblower actions. Whistleblower filings typically involve representation for employees who report illegal misconduct by their employers. At Eccleston Law, our securities attorneys assist with the filing and maintain the confidentiality of the individual filing the claim in New York, Chicago, Florida, and all states nationwide.

 

A FEW TYPES OF WHISTLEBLOWER CASES THE SECURITIES ATTORNEYS AT ECCLESTON LAW PROVIDE PROTECTION FOR INCLUDE:

Stocks, Bonds, and Banking Fraud
Securities Fraud
SEC Fraud
Tax Fraud
Investment Fraud
Mortgage and Loan Fraud

In addition to whistleblower filings, the securities attorneys at Eccleston Law also practice a wide range of other areas in the financial services industry including broker litigation and arbitration, employment matters, breakaway broker legal services, and much more. If you need a securities attorney to file a whistleblower claim, contact Eccleston Law to schedule a telephone conference today.



 

 

 

TESTIMONIALS

Previous
Next

If you find yourself in trouble with the regulators, call Eccleston Law, you won't regret it.

Rick R.

LATEST NEWS AND ARTICLES

August 28, 2025
Former Raymond James Advisor Barred by FINRA Over Misappropriation Probe

The Financial Industry Regulatory Authority (FINRA) has permanently barred former Raymond James financial advisor Meredith Archer Webber after she failed to comply with repeated requests for documents and testimony during an investigation into the possible misappropriation of funds from two elderly clients, according to ThinkAdvisor.

August 27, 2025
SEC Fines American Portfolios Advisors $1.75 Million for Overbilling and Undisclosed Conflicts

The Securities and Exchange Commission (SEC) has fined American Portfolios Advisors $1.75 million for a series of violations that occurred between August 2020 and March 2023, including overbilling advisory clients and failing to disclose conflicts of interest tied to compensation arrangements.

August 26, 2025
NIL Era Exposes Student-Athletes to Financial Fraud and Uncharted Risks

The evolving world of paying college athletics has opened new revenue streams for student-athletes. According to Wealth Management it has also invited a host of fifinancial dangers that many young players are ill-equipped to manage.

TESTIMONIALS

Previous
Next

I just received this letter from the CFP Board. Thank you, Thank you, THANK YOU!

David Y

LATEST NEWS AND ARTICLES

August 28, 2025
Former Raymond James Advisor Barred by FINRA Over Misappropriation Probe

The Financial Industry Regulatory Authority (FINRA) has permanently barred former Raymond James financial advisor Meredith Archer Webber after she failed to comply with repeated requests for documents and testimony during an investigation into the possible misappropriation of funds from two elderly clients, according to ThinkAdvisor.

August 27, 2025
SEC Fines American Portfolios Advisors $1.75 Million for Overbilling and Undisclosed Conflicts

The Securities and Exchange Commission (SEC) has fined American Portfolios Advisors $1.75 million for a series of violations that occurred between August 2020 and March 2023, including overbilling advisory clients and failing to disclose conflicts of interest tied to compensation arrangements.

August 26, 2025
NIL Era Exposes Student-Athletes to Financial Fraud and Uncharted Risks

The evolving world of paying college athletics has opened new revenue streams for student-athletes. According to Wealth Management it has also invited a host of fifinancial dangers that many young players are ill-equipped to manage.