Tr?id=566623520170033&ev=PageView&noscript=1

Attorneys at Eccleston Law

SPEAK WITH AN ATTORNEY: (312) 332-0000

Meet our experienced team of attorneys at Eccleston Law. We are ready to represent financial advisors and investors nationwide.

James J. Eccleston
LLC Managing Member
Stephany D. McLaughlin
LLC Member
Chad Ostrosky
Attorney
Mark Roth
Of Counsel
Tony Bingham
Of Counsel
Richard Ehrlich
Of Counsel

Support Staff

Maddy Hyland-Sheets
Office Manager

TESTIMONIALS

Previous
Next
Quotes Bigger

Thank you so very much for your guidance, patience, and expertise.

Beth and Steve K.

LATEST NEWS AND ARTICLES

1793905109 Law
November 5, 2026
SEC to Expand Examination Focus on AI Oversight and Investment Adviser Compliance in 2027

The Securities and Exchange Commission (SEC) plans to scrutinize how investment advisers and other regulated firms use artificial intelligence, manage technology-related risks, and protect client information.

1793817807 Law
November 4, 2026
Bank of America Faces More Than $1.21 Billion in Penalties Over Money Laundering and Sanctions Failures

Federal regulators have imposed more than $1.21 billion in penalties against Bank of America for anti-money laundering and compliance failures.

1793816912 Law
November 4, 2026
Wells Fargo and Merrill Lynch Agree to $4.4 Million Settlement Over Excessive Trading Commissions

Wells Fargo and Merrill Lynch will pay a combined $4.4 million to resolve allegations that they overcharged customers on small-dollar securities transactions.