Securities Attorneys for Retirement Planning Negligence

Negligence often occurs in planning for retirement, not only as to the acceptable level of risk to assume but also as to the sustainable monthly income withdrawal rate. The securities attorneys at Eccleston Law represent investors for a variety of retirement planning negligence matters in New York, Chicago, Florida, and other states nationwide.

When dealing with retirement planning negligence, it is important to work with securities attorneys who have experience in providing representation for investors. At Eccleston Law, our securities attorneys also practice a variety of other areas of securities for investors including unauthorized trading, securities fraud, breach of fiduciary duty, and much more. If you're an investor in need of a securities attorney for securities fraud, contact Eccleston Law to schedule a personal telephone conference today.

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If you find yourself in trouble with the regulators, call Eccleston Law, you won't regret it.

Rick R.

LATEST NEWS AND ARTICLES

September 23, 2022
CFP Board Lifts Interim Suspension of Former UBS Advisor

The Certified Financial Planner Board of Standards (CFP Board) has lifted an interim suspension it had imposed against a former UBS advisor after criminal fraud charges against him were recently dismissed.

September 22, 2022
FINRA Penalizes Baird Over $100 Trading Commissions

The Financial Industry Regulatory Authority (FINRA) has ordered Robert W. Baird & Co. to pay $461,481 plus interest due to allegations that the firm overcharged its clients on thousands of equity transactions for at least one year.

September 21, 2022
FINRA Arbitrators Award Nearly $470,000 To Investors in UBS YES Product

A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered UBS to pay nearly $470,000 to clients who invested in a complex options strategy, known as the YES or Yield Enhancement Strategy.