Securities Attorneys for Retirement Planning Negligence

Negligence often occurs in planning for retirement, not only as to the acceptable level of risk to assume but also as to the sustainable monthly income withdrawal rate. The securities attorneys at Eccleston Law represent investors for a variety of retirement planning negligence matters in New York, Chicago, Arizona, and other states nationwide.

When dealing with retirement planning negligence, it is important to work with securities attorneys who have experience in providing representation for investors. At Eccleston Law, our securities attorneys also practice a variety of other areas of securities for investors including unauthorized trading, securities fraud, breach of fiduciary duty, and much more. If you're an investor in need of a securities attorney for securities fraud, contact Eccleston Law to schedule a personal telephone conference today.

TESTIMONIALS

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I am so blessed to have you and your dynamic team defending me. Your ethics, forward thinking and strategies are amazing.  You guys are the best group of attorneys in the country that I could hire to handle this complicated case.

Cindy C.

LATEST NEWS AND ARTICLES

July 11, 2025
FINRA Advances Proposal to Allow Limited Use of Performance Projections

The Financial Industry Regulatory Authority (“FINRA”) is moving forward with a proposal that would give broker-dealers limited ability to market performance projections and targeted returns under specific conditions.

July 10, 2025
SEC Permanently Bars Brite Advisors USA Over Custody Rule Violations and Undisclosed Conflicts

The SEC has permanently barred Brite Advisors USA from operating as an investment adviser, citing serious custody rule violations and undisclosed conflicts of interest tied to its offshore affiliate, as reported by Financial Advisor News.

July 9, 2025
UBS Confirms Data Breach After Cyberattack on External Vendor

UBS Group AG has confirmed that a cyberattack on one of its third-party suppliers resulted in stolen company information, though no client data was compromised.