Securities Attorneys for Retirement Planning Negligence

Negligence often occurs in planning for retirement, not only as to the acceptable level of risk to assume but also as to the sustainable monthly income withdrawal rate. The securities attorneys at Eccleston Law represent investors for a variety of retirement planning negligence matters in New York, Chicago, Arizona, and other states nationwide.

When dealing with retirement planning negligence, it is important to work with securities attorneys who have experience in providing representation for investors. At Eccleston Law, our securities attorneys also practice a variety of other areas of securities for investors including unauthorized trading, securities fraud, breach of fiduciary duty, and much more. If you're an investor in need of a securities attorney for securities fraud, contact Eccleston Law to schedule a personal telephone conference today.

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LATEST NEWS AND ARTICLES

October 11, 2024
Macquarie Investment Management to Pay $79.8 Million for Overvalued CMOs and Unlawful Cross Trades

The U.S. Securities and Exchange Commission (SEC) has charged Macquarie Investment Management Business Trust (MIMBT) with overvaluing collateralized mortgage obligations (CMOs) and executing unlawful cross-trades that favored certain clients. 

October 10, 2024
Merrill Lynch and Harvest Volatility Management Fined $9.3 Million for Exceeding Client Investment Limits

According to SEC.gov, the Securities and Exchange Commission (SEC) has charged Merrill Lynch, Pierce, Fenner & Smith Inc., and Harvest Volatility Management LLC for exceeding clients’ designated investment limits, resulting in higher fees, increased market exposure, and financial losses. 

October 9, 2024
Charles Schwab Faces Lawsuit Over Failure to Prevent Elder Fraud in Computer Hack

A new lawsuit claims that Charles Schwab failed to protect an elderly client from a fraudulent scheme that drained her retirement savings.