Securities attorneys for Unauthorized Trading

Unauthorized trading involves transactions a broker makes for a customer without permission. The securities attorneys at Eccleston Law have represented investors in a variety of different unauthorized trading matters in New York, Chicago, Arizona, and other states nationwide.

It is important to work with securities attorneys who have experience in providing representation for securities fraud in the financial industry. If you think you were the victim of unauthorized trading, the securities attorneys at Eccleston Law can help you determine your rights.

At Eccleston Law, our securities attorneys also practice a variety of other areas of securities for investors including unsuitable investments, oil and gas investments, non-traded REITs, retirement planning negligence, breach of fiduciary duty, securities fraud, and much more. If you're an investor in need of a securities attorney for unauthorized trading, contact Eccleston Law to schedule a personal telephone conference today. 

 

TESTIMONIALS

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I just wanted to say thanks again for preparing and executing my case in such a professional manner. It was a pleasure to watch two professionals take such pride in their work, as well as becoming personally in tune with your client (Me). I would personally recommend you and your firm to anyone.

John O.

LATEST NEWS AND ARTICLES

February 10, 2025
Former Merrill Lynch Advisor Sanctioned by FINRA for Unauthorized Trades

FINRA has fined Anthony J. Seifert, a former Merrill Lynch advisor based in Mount Pleasant, South Carolina, $5,000 and suspended him for 20 days.

February 7, 2025
Court Finds American Airlines Breached Fiduciary Duty in 401(k) ESG Case

A federal court ruling against American Airlines has brought attention to the role of environmental, social, and governance (ESG) factors in managing retirement plans.

February 7, 2025
SEC Charges LPL Financial with Anti-Money Laundering Failures

The Securities and Exchange Commission (SEC) has charged LPL Financial LLC, a broker-dealer and investment adviser, with multiple violations of anti-money laundering (AML) regulations.