Tr?id=566623520170033&ev=PageView&noscript=1

Securities attorneys for Unauthorized Trading

Unauthorized trading involves transactions a broker makes for a customer without permission. The securities attorneys at Eccleston Law have represented investors in a variety of different unauthorized trading matters in New York, Chicago, Arizona, and other states nationwide.

It is important to work with securities attorneys who have experience in providing representation for securities fraud in the financial industry. If you think you were the victim of unauthorized trading, the securities attorneys at Eccleston Law can help you determine your rights.

At Eccleston Law, our securities attorneys also practice a variety of other areas of securities for investors including unsuitable investments, oil and gas investments, non-traded REITs, retirement planning negligence, breach of fiduciary duty, securities fraud, and much more. If you're an investor in need of a securities attorney for unauthorized trading, contact Eccleston Law to schedule a personal telephone conference today. 

 

TESTIMONIALS

Previous
Next
Quotes Bigger

I learned two important things working with Eccleston Law. First, I made a friend and ally with Jim and Steph for life. Secondly, and this is a crucial life lesson - if you need counsel, then seek out the very best. Jim was referred to me by a most trusted source. I've never had to hire an attorney for anything. Now, I know the value of hiring an important partner. Meticulous, thorough and detailed in preparation is the best way to describe Jim. Brilliant too, I might add. Bottom line, I would highly highly recommend Jim and Stephany for your legal needs. One of the best life decisions I've ever made.

Howard S.

LATEST NEWS AND ARTICLES

1778171646 Law
May 7, 2026
FINRA Bars Former Raymond James Broker for Refusing Testimony in Unauthorized Trading Probe

A former registered representative with Raymond James has been barred from the securities industry after refusing to cooperate with a Financial Industry Regulatory Authority (FINRA) investigation into alleged unauthorized trading activity.

1778084309 Law
May 6, 2026
FINRA Outlines Key Rulemaking Priorities and Recent Developments in Quarterly Agenda

The Financial Industry Regulatory Authority (FINRA) recently released its Quarterly Regulatory Policy Agenda, offering a detailed view of its rulemaking priorities, pending proposals, and recently approved regulatory changes.

1778000603 Law
May 5, 2026
Commonwealth Financial Network Resolves SEC Conflict of Interest Case

Commonwealth Financial Network has agreed to pay $5 million to resolve a long-standing conflict of interest case brought by the Securities and Exchange Commission, according to reporting by ThinkAdvisor.