Securities attorneys for Unauthorized Trading

Unauthorized trading involves transactions a broker makes for a customer without permission. The securities attorneys at Eccleston Law have represented investors in a variety of different unauthorized trading matters in New York, Chicago, Florida, and other states nationwide.

It is important to work with securities attorneys who have experience in providing representation for securities fraud in the financial industry. If you think you were the victim of unauthorized trading, the securities attorneys at Eccleston Law can help you determine your rights.

At Eccleston Law, our securities attorneys also practice a variety of other areas of securities for investors including unsuitable investments, oil and gas investments, non-traded REITs, retirement planning negligence, breach of fiduciary duty, securities fraud, and much more. If you're an investor in need of a securities attorney for unauthorized trading, contact Eccleston Law to schedule a personal telephone conference today. 

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If you are being bothered by the Regulators, call Eccleston Law, you won't regret it.

Rick R.

LATEST NEWS AND ARTICLES

October 20, 2021
5 First-of-Their-Kind SEC Enforcement Actions Announced

Securities and Exchange Commission (SEC) Enforcement Director Gurbir Grewal recently discussed notable first-of-their-kind enforcement actions that his division has pursued.

October 19, 2021
FINRA Targets SPACs in Most Recent Exam Sweep

The Financial Industry Regulatory Authority (FINRA) has begun an examination sweep of advisors’ involvement with special purpose acquisition companies (SPACs).

October 18, 2021
SEC’s Statement on Complex Exchange-Traded Products

The Securities and Exchange Commission (SEC) recently voted to approve a pair of rule changes proposed by Cboe BZX Exchange, Inc. to list and trade shares of new exchange traded-products: the 2x Long VIX Futures ETC and the -1x Short VIX Futures ETF.