Securities attorneys for Unauthorized Trading

Unauthorized trading involves transactions a broker makes for a customer without permission. The securities attorneys at Eccleston Law have represented investors in a variety of different unauthorized trading matters in New York, Chicago, Florida, and other states nationwide.

It is important to work with securities attorneys who have experience in providing representation for securities fraud in the financial industry. If you think you were the victim of unauthorized trading, the securities attorneys at Eccleston Law can help you determine your rights.

At Eccleston Law, our securities attorneys also practice a variety of other areas of securities for investors including unsuitable investments, oil and gas investments, non-traded REITs, retirement planning negligence, breach of fiduciary duty, securities fraud, and much more. If you're an investor in need of a securities attorney for unauthorized trading, contact Eccleston Law to schedule a personal telephone conference today. 

 

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LATEST NEWS AND ARTICLES

September 23, 2022
CFP Board Lifts Interim Suspension of Former UBS Advisor

The Certified Financial Planner Board of Standards (CFP Board) has lifted an interim suspension it had imposed against a former UBS advisor after criminal fraud charges against him were recently dismissed.

September 22, 2022
FINRA Penalizes Baird Over $100 Trading Commissions

The Financial Industry Regulatory Authority (FINRA) has ordered Robert W. Baird & Co. to pay $461,481 plus interest due to allegations that the firm overcharged its clients on thousands of equity transactions for at least one year.

September 21, 2022
FINRA Arbitrators Award Nearly $470,000 To Investors in UBS YES Product

A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered UBS to pay nearly $470,000 to clients who invested in a complex options strategy, known as the YES or Yield Enhancement Strategy.