Lawyer Referral
Due Diligence Services

We know how important your client relationships are to you. In times of need, your clients look to you, their financial advisor, for help and guidance. That is why you should tell your clients about Eccleston Law’s nationwide Lawyer Referral Due Diligence Services.

What is it?

For your clients who have large, complex cases, have suffered serious injuries, or have a case out of state, no one wants a client to select a lawyer based upon a clever billboard, a catchy slogan, a slick TV ad, or the fact that the lawyer practices nearby or is a nice person. You always want your client to have the best lawyer for your client’s particular case.
 

How do we help?

Eccleston Law’s nationwide Lawyer Referral Due Diligence Services employs a 5-step process to ensure that your clients select the best lawyer for their case:

  1. Consultation with Client
  2. Due Diligence (including lawyer interviews and examinations of relevant accomplishments, court filings and trial experience)
  3. Selection of Lawyer with Client Approval
  4. Monitoring Progress of the Case and
  5. Reporting to Client and to Financial Advisor, If Desired

How are we paid for our services?

Your clients pay nothing to us for our services. Instead, the lawyer / law firm ultimately selected by your client after Eccleston Law’s 5-step process will pay Eccleston Law, LLC a traditional client referral fee fully disclosed to the client in writing and paid only out of the lawyer’s/law firm’s share of the legal fee.

 

TESTIMONIALS

Previous
Next

That is just fantastic! Thank you very much!

Julie N.

LATEST NEWS AND ARTICLES

July 1, 2025
State Regulators Fine Five Major Broker-Dealers Nearly $10 Million for Excessive Commission Charges

A coalition of state securities regulators has ordered five broker-dealers — including Edward Jones, LPL Financial, RBC, Stifel, and TD Ameritrade — to pay almost $9.9 million in penalties for overcharging customers on small-value trades.

June 30, 2025
SEC Charges New Mexico Investment Advisor with Fee Fraud and Fiduciary Breaches

The Securities and Exchange Commission (“SEC”) has charged David A. Nagler and his firm, New Line Capital LLC, with defrauding clients through deceptive fee disclosures and undisclosed conflicts of interest.

 

June 27, 2025
FINRA Sanctions Advisor for Accepting $1 Million Inheritance from Client Without Firm Approval

FINRA has fined and suspended veteran advisor Kenneth J. Malm for accepting a $1 million inheritance from a client without receiving the necessary firm approval.