Tony  Bingham

Tony Bingham

Of Counsel

Tony earned his law degree from Gonzaga University School of Law and has practiced law in Arizona for over 30 years. He began his legal career with the Maricopa County Public Defender’s Office as a criminal defense attorney, and then practiced law with the Securities Division of the Arizona Corporation Commission as an Enforcement Attorney. Before attending law school, Tony passed the Series 7 and the Series 63 securities license exams.


Tony focuses much of his practice on representing investors as well as financial advisors and other individuals in investigations and prosecutions by the Securities Division of the Arizona Corporation Commission and by FINRA (Financial Industry Regulatory Authority).

 

TESTIMONIALS

Previous
Next

I cannot thank you enough for your guidance. It's a good feeling knowing someone is fighting for you.

Matt J.

LATEST NEWS AND ARTICLES

November 18, 2025
Former FINRA Brokers with Misconduct Histories Flock to Insurance Industry, According to Recent Study

A recent academic study reveals that thousands of brokers expelled from the securities industry for misconduct nonetheless continue to operate under state insurance licenses, often selling annuities and other financial products to unsuspecting clients.

November 17, 2025
FINRA Launches Targeted Probe into Small-Cap Foreign IPO Underwriters

The Financial Industry Regulatory Authority (FINRA) has launched a targeted investigation into broker-dealer firms that helped small foreign companies go public in the U.S., marking its latest move to combat pump-and-dump schemes.

November 14, 2025
FINRA Bars Former Edward Jones Broker in Crypto-Related Investigation

The Financial Industry Regulatory Authority (FINRA) has barred former Edward Jones representative Robert David Bienvenu for refusing to provide requested information and documents related to outside accounts and investments.