Tony  Bingham

Tony Bingham

Of Counsel

Tony earned his law degree from Gonzaga University School of Law and has practiced law in Arizona for over 30 years. He began his legal career with the Maricopa County Public Defender’s Office as a criminal defense attorney, and then practiced law with the Securities Division of the Arizona Corporation Commission as an Enforcement Attorney. Before attending law school, Tony passed the Series 7 and the Series 63 securities license exams.


Tony focuses much of his practice on representing investors as well as financial advisors and other individuals in investigations and prosecutions by the Securities Division of the Arizona Corporation Commission and by FINRA (Financial Industry Regulatory Authority).

 

TESTIMONIALS

Previous
Next

I just wanted to say thanks again for preparing and executing my case in such a professional manner. It was a pleasure to watch two professionals take such pride in their work, as well as becoming personally in tune with your client (Me). I would personally recommend you and your firm to anyone.

John O.

LATEST NEWS AND ARTICLES

July 15, 2025
Former Advisor Sues Prime Capital Again Over Unpaid Equity Redemption

A former San Diego-based advisor has filed a second lawsuit against Prime Capital Financial, alleging breach of contract after the firm failed to honor agreed-upon terms related to his equity buyout.

July 14, 2025
Wisconsin Man Charged in $15.8 Million Ponzi Scheme Disguised as Investment Advisory Business

Federal authorities have charged a Wisconsin man with orchestrating a multimillion-dollar Ponzi scheme that defrauded more than 120 investors over six years.

July 11, 2025
FINRA Advances Proposal to Allow Limited Use of Performance Projections

The Financial Industry Regulatory Authority (“FINRA”) is moving forward with a proposal that would give broker-dealers limited ability to market performance projections and targeted returns under specific conditions.