Mark  Roth

Mark Roth

Of Counsel

Mark Roth has been litigating, and taking cases to trial for 34 years. He is rated AV Preeminent* by Martindale-Hubbell, demonstrating the highest degree of legal ability and ethical standards. Mark Roth was named as one of Chicago’s outstanding lawyers. He was also named as one of the top intellectual property litigators in the nation by American Lawyer Magazine.

Mark has represented foreign and domestic clients in courts throughout the country. Mark has won millions of dollars for his clients, at trials and in settlements. Mark recently won back to back multi-million-dollar jury trials. The first was a $5 million jury verdict for the firm’s client in Federal Court. Mark then won a State Court jury verdict for approximately $13 million.

Mark graduated in the top two percent of his law school class, and was an Editor of the school’s Law Review.

 

TESTIMONIALS

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If the regulators are after you, and are trying to make a case against you, and you are going to contest their allegations against you, make sure you have the best securities industry defense lawyers, Eccleston Law Firm. My case was spun into a combination of penalties including fines, cash settlements, CE courses and suspension. They were the best I have seen in action. When all was said and done, they had done their magic, my situation was negotiated and settled with a simple "letter of caution" and a case closed without action. It is the most important legal business decision you will ever make, make it Eccleston Law.

Rick R.

LATEST NEWS AND ARTICLES

August 29, 2025
FINRA's 2025 Industry Snapshot Highlights

The Financial Industry Regulatory Authority’s (FINRA) has published its 2025 Industry Snapshot. The Snapshot provides a detailed view of its member firms, registered representatives, and trading activity, revealing both consolidation in the industry and shifts in business models.

August 28, 2025
Former Raymond James Advisor Barred by FINRA Over Misappropriation Probe

The Financial Industry Regulatory Authority (FINRA) has permanently barred former Raymond James financial advisor Meredith Archer Webber after she failed to comply with repeated requests for documents and testimony during an investigation into the possible misappropriation of funds from two elderly clients, according to ThinkAdvisor.

August 27, 2025
SEC Fines American Portfolios Advisors $1.75 Million for Overbilling and Undisclosed Conflicts

The Securities and Exchange Commission (SEC) has fined American Portfolios Advisors $1.75 million for a series of violations that occurred between August 2020 and March 2023, including overbilling advisory clients and failing to disclose conflicts of interest tied to compensation arrangements.