Mark Roth has been litigating, and taking cases to trial for 34 years. He is rated AV Preeminent* by Martindale-Hubbell, demonstrating the highest degree of legal ability and ethical standards. Mark Roth was named as one of Chicago’s outstanding lawyers. He was also named as one of the top intellectual property litigators in the nation by American Lawyer Magazine.
Mark has represented foreign and domestic clients in courts throughout the country. Mark has won millions of dollars for his clients, at trials and in settlements. Mark recently won back to back multi-million-dollar jury trials. The first was a $5 million jury verdict for the firm’s client in Federal Court. Mark then won a State Court jury verdict for approximately $13 million.
Mark graduated in the top two percent of his law school class, and was an Editor of the school’s Law Review.
Thank you so very much for your guidance, patience, and expertise.
The Securities and Exchange Commission (SEC) imposed a $500,000 penalty on Ally Invest Advisors after finding that the firm failed to disclose a material conflict of interest tied to its Cash-Enhanced robo-advisor accounts.
A federal court has rejected a broad constitutional challenge to the authority of the Financial Industry Regulatory Authority (FINRA), delivering a significant victory for the self-regulator and reinforcing its enforcement framework.
FINRA has disciplined a former Merrill Lynch representative after determining that he issued inaccurate and misleading statements about a client’s financial ability to complete a home purchase.
