A new lawsuit claims that Charles Schwab failed to protect an elderly client from a fraudulent scheme that drained her retirement savings.
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Mr. Ostrosky began representing individuals in securities arbitration while still in law school at the University of Pittsburgh School of Law Securities Arbitration Clinic. In law school, he earned a CALI Award for legal research and competed in FINRA's Securities Dispute Resolution Triathlon.
Prior to joining Eccleston Law, LLC, Mr. Ostrosky represented individuals and businesses in complex civil litigation and securities arbitration at a Pittsburgh based law firm.
Mr. Ostrosky serves as an Arbitrator for the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the Westmoreland County Court of Common Pleas.
A new lawsuit claims that Charles Schwab failed to protect an elderly client from a fraudulent scheme that drained her retirement savings.
Western International Securities, a California broker-dealer, has been ordered to pay over $1.5 million for failing to detect churning in 100 customer accounts.
Gurbir Grewal, Director of Enforcement at the U.S. Securities and Exchange Commission (SEC), is stepping down after playing a central role in major enforcement actions against Wall Street and the cryptocurrency industry.