Attorneys at Eccleston Law

Meet our experienced team of attorneys at Eccleston Law. We are ready to represent financial advisors and investors nationwide.

James J. Eccleston
LLC Managing Member
Stephany D. McLaughlin
LLC Member
Chad Ostrosky
Attorney
Mark Roth
Of Counsel
Tony Bingham
Of Counsel
Richard Ehrlich
Of Counsel

Support Staff

Maddy Hyland-Sheets
Office Manager

TESTIMONIALS

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If you find yourself in trouble with the regulators, call Eccleston Law, you won't regret it.

Rick R.

LATEST NEWS AND ARTICLES

December 3, 2025
FINRA Sanctions Former Morgan Stanley Broker Over Unauthorized Transfers

A longtime Morgan Stanley financial advisor agreed to a $5,000 fine and a two-month suspension after FINRA found that he executed multiple transfers from his former spouse’s retirement account without proper authorization, as reported by AdvisorHub.

December 2, 2025
Crypto's Leverage Shakeout Exposes Structural Risks

The crypto market’s recent downturn erased nearly $20 billion in leveraged positions within hours and half a trillion dollars in market value over a single weekend.

December 1, 2025
UBS Winds Down Funds as First Brands Bankruptcy Ripples Through Global Markets

UBS Group AG has begun liquidating two invoice finance funds with direct exposure to First Brands Group, marking one of the earliest moves by a major financial institution to contain the fallout from the bankrupt auto-parts supplier’s collapse, as reported by Bloomberg Law.