The Certified Financial Planner Board has unanimously approved its new Code of Ethics and Standards of Conduct. The revision will expand significantly the fiduciary duty requirement imposed on all CFP professionals.
Tagged with "CFP Board"
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CFP Board Plans to Ramp Up Compliance Efforts Ahead of New Ethics Standards
Posted on July 24th, 2018 at 1:47 PM
The CFP Board Proposes a New Fiduciary Standard Requirement for CFPs
Posted on June 22nd, 2017 at 9:55 AM
The Certified Financial Planner Board of Standards, Inc. would require CFPs to adhere to a fiduciary standard at all times pursuant to a new ethics code proposed.
CFP Board Suspends Adviser for Defrauding Pro-Athletes
Posted on November 17th, 2016 at 11:15 AM
Ash Narayan, an investment adviser in Irvine, Calif., has been temporarily suspended by the Certified Financial Planner Broad of Standards for allegedly misappropriating client funds and misrepresenting to clients that he was a Certified Public Accountant, when he was not.
Three Advisers in Hot Water with the CFP Board
Posted on November 9th, 2016 at 9:51 AM
The CFP Board found that adviser Charles Zsarnay of Toledo, Ohio,allegedly copied certain individual drivers’ licenses in violation of Ohio law and failed to promptly disclose to his firm that he had been charged with a felony.
Court Denies Appeal Against CFP Board
Posted on October 19th, 2016 at 9:00 AM
After a three-year-old dispute centering on a disciplinary action by the CFP Board against a husband-and-wife team, the U.S. Court of Appeals D.C. Circuit has ruled in favor of the Board over a “fee only” advisor designation.
CFP Professionals Top 75,000
Posted on September 16th, 2016 at 9:02 AM
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The CFP Board of Standards has announced that the number of Certified Financial Planner professionals has topped the 75,000 mark in the United States.
The Certified Financial Planner Board Sanctions and Suspended
Posted on October 16th, 2015 at 5:07 PM
In its most recent censures, the CFP Board has called for three suspensions, two interim suspensions and ten letters of admonition. Included in the round-up was former Wisconsin state representative Bill Kramer. The sanctions were all made public by the CFP.
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