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Eccleston Law: Jim Eccleston Talks About Representing Investors Nationwide in Law Suits
Jim Eccleston is Lead Attorney for Eccleston Law, a nationwide securities and financial law firm with offices in Chicago, New York City and Sarasota, Florida. Jim, along with Christine Goodrich & Stephany McLaughlin, are here to tell us about their nationwide law firm, and why Eccleston Law is the absolute best choice for any securities litigation, corporate law, finance law, labor law, civil and commercial litigation issues that you face. Have you been ripped off by your broker? Did a financial adviser make a bad investment on your behalf? If so, watch this video, meet Jim Eccleston, and call our Chicago offices today at 312-332-0000.

View More Videos

Eccleston Law: Welcome to our Chicago Securities Law Firm
Eccleston Law: Who We Represent in our Chicago, NYC Florida Securities Law Firm
Eccleston Law: James Eccleston on Correcting FINRA BrokerCheck Reports
Eccleston Law: James Eccleston Warns Reps to Beware of Letter to Clients
Eccleston Law: James Eccleston Announces New Transition Compliance Package for Financial Advisers
Eccleston Law: James Eccleston Announces New Broker Compliance Package by Eccleston Law LLC
Eccleston Law: James Eccleston on Broker Recruiting Protocol
Eccleston Law, LLC: James Eccleston on Broker Product Cases

TESTIMONIALS

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I am so blessed to have you and your dynamic team defending me. Your ethics, forward thinking and strategies are amazing.  You guys are the best group of attorneys in the country that I could hire to handle this complicated case.

Cindy C.

LATEST NEWS AND ARTICLES

September 22, 2023
State Regulators Maintain Opposition to FINRA's Remote Supervision Pilot Program

The North American Securities Administrators Association (NASAA) and the Public Investor Advocate Bar Association (PIABA) has consistently opposed the Financial Industry Regulatory Authority's (FINRA) proposal for a voluntary three-year pilot program for remote inspections.

September 21, 2023
SEC Charges Private Equity Firm Over Fee Disclosure Failures to Affiliate

The Securities and Exchange Commission (SEC) has charged Prime Group Holdings LLC, a private equity firm specializing in alternative real estate asset investments, with
inadequate disclosure of millions of dollars in real estate brokerage fees paid to a brokerage firm owned by its CEO.

September 20, 2023
SEC Orders Legendary Capital Founder and REIT Advisors to Pay Nearly $5 Million

Corey Maple, co-founder of non-traded REIT sponsor Legendary Capital, has agreed to a $100,000 civil penalty to settle charges brought by the Securities and Exchange Commission (SEC).