Eccleston Law Videos Gallery

Eccleston Law, LLC: James Eccleston on Broker Product Cases
James Eccleston, Eccleston Law, LLC discusses product-related sales violation cases, such as UBS/Puerto Rican Bonds. James Eccleston is Lead Attorney for Eccleston Law, LLC - a nationwide securities and financial law firm with offices in Chicago, New York City, and Sarasota.

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Eccleston Law: Welcome to our Chicago Securities Law Firm
Eccleston Law: Jim Eccleston Talks About Representing Investors Nationwide in Law Suits
Eccleston Law: Who We Represent in our Chicago, NYC Florida Securities Law Firm
Eccleston Law: James Eccleston on Correcting FINRA BrokerCheck Reports
Eccleston Law: James Eccleston Warns Reps to Beware of Letter to Clients
Eccleston Law: James Eccleston Announces New Transition Compliance Package for Financial Advisers
Eccleston Law: James Eccleston Announces New Broker Compliance Package by Eccleston Law LLC
Eccleston Law: James Eccleston on Broker Recruiting Protocol

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LATEST NEWS AND ARTICLES

October 28, 2025
UBS Seeks Court Order Against $1.4 Billion Florida Advisory Team Over Client Solicitation Allegations

UBS Wealth Management USA has filed a lawsuit and requested a temporary restraining order (TRO) against a $1.4 billion advisory team that recently departed to join Elevation Point, a West Palm Beach-based registered investment advisor launched just 15 months ago.

October 27, 2025
FINRA Panel Orders Charles Schwab to Pay Damages Over Structured Product Losses Sold by Vora Wealth Management

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October 23, 2025
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