Tagged with "soliciting clients"

TIAA Sues Former Advisors For Allegedly Soliciting Clients

Posted on October 22nd, 2021 at 1:34 PM
TIAA Sues Former Advisors For Allegedly Soliciting Clients

Teachers Insurance and Annuity Association of America (TIAA) filed suit against three of its former Connecticut advisors for allegedly soliciting TIAA clients to join them at their new firm.

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J.P. Morgan Returns to Court to Block Former Advisor From Soliciting Clients

Posted on March 2nd, 2021 at 2:26 PM
J.P. Morgan Returns to Court to Block Former Advisor From Soliciting Clients

J.P. Morgan Securities has filed an action against Stephen Browne for "aggressively soliciting" former clients and prematurely informing them of his transition, allegedly in violation of his employment agreements.

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TESTIMONIALS

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We just wanted to say thanks for your work in helping us get back some of the money we lost. We are not by any means rich, but we have saved some money and we have done so through a tight-fisted approach to most everything we do. So losing a significant chunk of money hurt…especially at a time when everyone else was growing their accounts. We really appreciate the work you did.

Allan and Adele

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