A federal jury convicted a former Philadelphia Eagles linebacker and Minnesota Vikings alumni Merrill Robertson Jr. in a retrial for his role in a $10 million fraud scheme.
Tagged with "Fraud"
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Former NFL Player Convicted in Retrial For $10 Million Fraud Scheme
Posted on November 5th, 2019 at 2:46 PM
SEC Charges Former CFO of Florida Cash Advance Company with Fraud
Posted on September 9th, 2019 at 4:19 PM
The Securities and Exchange Commission ("SEC") charged 1 Global Capital LLC's ("1 Global") former chief financial officer, Alan G. Heide, with defrauding retail investors. The now-bankrupt Florida-based cash advance company allegedly fraudulently raised more than $322 million from 3,600 investors between 2014 and last year.
SEC Charges Real Estate Company and its Founder with $8.75 Million Offering Fraud
Posted on September 3rd, 2019 at 5:03 PM
The Securities and Exchange Commission ("SEC") brought fraud charges against a real estate company, Hartman Wright Group, LLC and its founder, Tytus W. Harkins, for raising over $8 million in an unregistered real estate-based offering fraud.
SEC charges Chicago Financial Adviser with $1.7 Million Fraud
Posted on August 30th, 2019 at 3:57 PM
The Securities and Exchange Commission ("SEC") charges Marcus Boggs, a former Chicago investment adviser at the Chicago office of Merrill Lynch, with stealing over $1.7 million from at least three of his clients.
SEC Charges Brenda Smith with $100 Million Fraud, Obtains Emergency Asset Freeze
Posted on August 28th, 2019 at 5:15 PM
The Securities and Exchange Commission ("SEC") charged Brenda Smith, a Pennsylvania investment adviser, with operating an investment advisory fraud involving over $100 million in investments. The SEC also obtained an emergency asset freeze.
Chicago Investment Firm Head Pleads Guilty To Investment Adviser Fraud
Posted on August 22nd, 2019 at 3:45 PM
A Chicago investment adviser pled guilty to investment adviser fraud for his role in allocating profitable trades to benefit himself and his family, at the expense of his firm's clients.
SEC Judgment Brings Cape Cod-Based Investment Advisor’s Six-Year Fraud To A Close
Posted on June 12th, 2019 at 4:59 PM
A federal judge has entered a final judgment against 51-year old Massachusetts resident and Cape Cod investment advisor Kimberly Pine Kitts in an SEC case that charged Kitts, a long-time former Royal Alliance advisor, with defrauding multiple clients by stealing more than $3 million from their investment and retirement accounts.
SEC Charges Texas Resident With Fraud In Connection With Chicago Real Estate Scheme
Posted on May 30th, 2019 at 4:01 PM
On May 29, 2019, the Securities and Exchange Commission (SEC) charged George Slowinski with perpetrating a more than $20 million real estate fraud in Chicago, Illinois, impacting more than 600 investors.
Washington Investment Adviser Pleads Guilty To $3.1 Million Fraud Scheme
Posted on April 3rd, 2019 at 3:40 PM
Sweetwater Investments Inc. principal, Dennis Gibb has pled guilty in Washington federal court to stealing $3.1 million from his clients and covering his tracks with falsified account statements and tax documents.
The SEC Charges Castleberry Financial Services Group for Orchestrating a $3.6 Million Alternative Investment Fraud Scheme
Posted on February 27th, 2019 at 2:08 PM
A federal judge for the U.S. District Court for the Southern District of Florida has granted the SEC’s request for a temporary restraining order and temporary asset freeze of Florida based alternative investment firm, Castleberry Financial Services Group, LLC.
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