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TESTIMONIALS

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This was the best of all possible outcomes and I cannot thank you and the team enough.

Michael S.

LATEST NEWS AND ARTICLES

June 17, 2025
FINRA Sanctions Former Advisor for Unsuitable Variable Annuity Exchanges

The Financial Industry Regulatory Authority (FINRA) has fined and suspended former broker Thomas Vigil for making unsuitable variable annuity recommendations that resulted in customers paying higher fees.

June 16, 2025
GPB Capital Executives Sentenced for Fraud in Private Placement Scheme

Two former top executives at GPB Capital Holdings received prison sentences for their roles in a years-long investment fraud scheme.

June 13, 2025
New York Tax Preparer Charged in $50 Million Ponzi Scheme

New York’s Attorney General announced the arrest of Miles Burton Marshall, an upstate New York tax preparer and insurance agent accused of orchestrating a decades-long Ponzi scheme that defrauded nearly 1,000 investors out of more than $50 million.