Tagged with "whistle blower vote"

SEC Whistle-Blower Vote Postponed

Posted on October 23rd, 2019 at 5:12 PM
SEC Whistle-Blower Vote Postponed

A vote by the Securities and Exchange Commission (“SEC”) to amend whistleblower rules, scheduled for Wednesday, October 23rd, was postponed as the proposed changes have come under increased scrutiny by many whistleblower attorneys and advocates.

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LATEST NEWS AND ARTICLES

December 9, 2022
FINRA Reminds Firm To Monitor For “Red Flags” In Options Trading Applications

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