Tagged with "sba loan"

Former Wells Fargo Advisor Wrongfully Applied for SBA Loan, FINRA Alleges

Posted on August 3rd, 2021 at 2:57 PM
Former Wells Fargo Advisor Wrongfully Applied for SBA Loan, FINRA Alleges

The Financial Industry Regulatory Authority (FINRA) has fined ex-Wells Fargo advisor, Kenric Sexton, $2,500 and suspended him for one month.

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