Tagged with "postponements"

FINRA Discipline: FINRA Rule 9220

Posted on December 15th, 2016 at 10:04 AM
FINRA Discipline: FINRA Rule 9220

This is the sixth of a series of posts to discuss the rules associated with the FINRA disciplinary process. 

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I just received this letter from the CFP Board. Thank you, Thank you, THANK YOU!

David Y

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