Eccleston Law: For Investors. For Advisors
About
Who We Are
Testimonials
Disclaimers
Attorneys
For Advisors
Broker Transition
Transition Negotiations
Employment Matters
State Registration Problems & Discipline
FINRA Matters
Promissory Note Matters
Team/Parnership Disputes
CFP Board Matters
FINRA Enforcement Matters
State Registration Problems & Discipline
Transition Contract Review
Broker Litigation & Arbitration
Employment Matters
Regulatory Matters
Strategic Consulting
Whistleblower Law
Promissory Note Matters
Compliance Protection
Lawyer Referral Network
Expungement of CRD/BrokerCheck Disclosures
For Investors
Securities Fraud
Breach of Fiduciary Duty
Negligent Investment Management
Unauthorized Trading
Lawyer Referral Network
News & Articles
News
Articles
Financial Counsel Blog
Videos
Newsletter Signup
Contact
Site Menu
About
Who We Are
Testimonials
Disclaimers
Attorneys
For Advisors
For Advisors: Overview
Broker Transition
Broker Transition Overview
Transition Negotiations
Employment Matters
State Registration Problems & Discipline
FINRA Matters
Promissory Note Matters
Team/Parnership Disputes
CFP Board Matters
FINRA Enforcement Matters
State Registration Problems & Discipline
Transition Contract Review
Broker Litigation & Arbitration
Employment Matters
Regulatory Matters
Strategic Consulting
Whistleblower Law
Promissory Note Matters
Compliance Protection
Lawyer Referral Network
Expungement of CRD/BrokerCheck Disclosures
For Investors
For Investors: Overview
Securities Fraud
Breach of Fiduciary Duty
Negligent Investment Management
Unauthorized Trading
Lawyer Referral Network
News & Articles
News
Articles
Financial Counsel Blog
Videos
Newsletter Signup
Contact

Tagged with "Investment Fraud"

Page 1 of 1

Robert Shapiro, Ex-Woodbridge Group CEO Pleads Guilty in $1.3 Billion Fraud

Posted on August 26th, 2019 at 1:46 PM
Robert Shapiro, Ex-Woodbridge Group CEO Pleads Guilty in $1.3 Billion Fraud

Robert Shapiro, the former CEO of Woodbridge Group of Companies, has pled guilty to criminal charges as a result of running a $1.3 billion investment fraud that caused more than 7,000 investors to lose money.

Read More »

SEC Hosts Roundtable on Combating Elder Investment Fraud

Posted on August 9th, 2019 at 5:15 PM
SEC Hosts Roundtable on Combating Elder Investment Fraud

The Securities and Exchange Commission will host a roundtable on combating elder investor fraud on October 3, 2019.

 

Read More »

SEC Charges Three Texas Businessmen with Orchestrating $45 Million Real Estate Investment Fraud

Posted on January 30th, 2019 at 4:22 PM
SEC Charges Three Texas Businessmen with Orchestrating $45 Million Real Estate Investment Fraud

The SEC has charged Texas real estate developer Philip Michael Carter, investment manager Bobby Eugene Guess and his employee Richard Tilford with persuading hundreds of individuals to invest in real estate development companies and then using their funds to pay for personal expenses.

Read More »

Missouri Elder Fraud Law Sets Example for States

Posted on March 3rd, 2016 at 9:23 AM

Six months after taking effect, Missouri’s new law protecting seniors from financial exploitation is having a noticeable impact. “People are telling us that as they’re getting older, they are able to invest with more confidence,” stated Missouri Secretary of State Jason Kander. 

Read More »

NFL Star Dwight Freeney Sues Bank of America for Negligence

Posted on April 7th, 2015 at 9:54 AM
NFL Star Dwight Freeney Sues Bank of America for Negligence

NFL star Dwight Freeney is suing Bank of America and a Merrill Lynch financial adviser Michael Bock for allegedly defrauding him of over $20 million in an investment fraud.

Read More »

Indianapolis Financial Advisor Pleads Guilty to Investment Fraud

Posted on November 18th, 2014 at 4:31 PM

Kevin James, an independent financial advisor in Indianapolis, has been sentenced to 10 years in prison for orchestrating an investment fraud.

Read More »

Page 1 of 1
Latest Articles
J.P. Morgan Returns to Court to Block Former Advisor From Soliciting Clients
March 2nd, 2021 at 2:26 PM
Best-Performing Energy Funds Suffered 10-Year Losses
March 1st, 2021 at 12:51 PM
Read More »
Latest News
CFP Board is the New Sheriff and it Is Not Your Friend
October 24th, 2020 at 10:04 AM
Defending Against a Customer Complaint First Requires Selecting Correct Legal Counsel
October 15th, 2020 at 10:02 AM
Read More »
Share

Request a Free Consultation

Attorneys are standing by during regular business hours. Call us now for immediate service, or complete the form below and we will contact you as soon as possible.

Your E-mail Address:
 
Chicago
55 West Monroe St.
Suite 610
Chicago, Illinois 60603
(312) 332-0000
(312) 332-0003
New York City
One Liberty Plaza
165 Broadway, 23rd Floor
New York, New York 10006
(312) 332-0000
(312) 332-0003
Boca Raton
2255 Glades Road
Suite 324A
Boca Raton, Florida 33431
(312) 332-0000
(312) 332-0003
2021 © Eccleston Law, LLC.
All Rights Reserved.
The law is continuously changing. Please do not rely on information found on this site without consulting a lawyer to determine if any recent changes in the law may have an impact.