Tagged with "foremost trading llc"

Illinois Broker and Investment Firm Agree to Pay $1.1 Million to CFTC

Posted on July 7th, 2020 at 4:15 PM
Illinois Broker and Investment Firm Agree to Pay $1.1 Million to CFTC

Illinois broker Mark Miller and his investment firm, Foremost Trading LLC, have agreed to pay $1.1 million to settle claims brought by the Commodity Futures Trading Commission (“CFTC”).  The payment consists of $450,000 in fines and $700,000 in restitution.  Additionally, Miller is suspended from trading on any CFTC-designated exchange, all other CFTC-registered entities, and all commodity interests for a period of two years.

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