Tagged with "customer complaints"

CFP Board Requests Comment on New Proposed Procedural Rules and Rules Regarding Reporting of Customer Complaints

Posted on April 8th, 2020 at 4:31 PM
CFP Board Requests Comment on New Proposed Procedural Rules and Rules Regarding Reporting of Customer Complaints

The Certified Financial Planner Board of Standards (“CFP Board”) is in the process of implementing new procedural rules, and is again seeking comments on the latest iteration of the proposed rules.  The new procedural rules are designed to consolidate and replace the CFP Board’s Disciplinary Rules and Procedures and the Appeal Rules and Procedures. The CFP Board had previously sought comments on its new procedural rules from November 27, 2018 through January 29, 2019.

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