Tagged with "Covalent Collective"

Man Charged by SEC for Scam Related to Cannabis Company

Posted on September 10th, 2020 at 2:36 PM
Man Charged by SEC for Scam Related to Cannabis Company

The U.S. Securities and Exchange Commission (“SEC”) has charged Geoffrey Thompson with violations related to the sale of securities in Covalent Collective, a cannabis company founded by Thompson.

Read More »

TESTIMONIALS

Previous
Next

You guys are good!

Mike L.

LATEST NEWS AND ARTICLES

April 25, 2024
B. Riley Financial Clears Air Amid Allegations, Stock Surges

Amidst swirling speculation regarding its connections with a client linked to the Prophecy Asset Management collapse, B. Riley Financial Inc. has conducted an internal
review, concluding no affiliations with the defunct hedge fund.

April 24, 2024
RIA Insurance Claims Skyrocket

A recent analysis by Golsan Scruggs reveals a staggering 231 percent increase in errors-and-omissions (E&O) liability claims among registered investment advisor (RIA)
insurers.

April 23, 2024
Surge Predicted in Regulation Best Interest Cases

According to a recent analysis, Reg BI-related actions quickly have ascended to the top five issues for FINRA, with fines totaling $6 million in 2023.