About
Who We Are
Testimonials
Disclaimers
Attorneys
For Advisors
Broker Transition
Transition Contract Review
Employment Matters
State Registration Problems & Discipline
FINRA Matters
Promissory Note Matters
Team/Parnership Disputes
CFP Board Matters
FINRA Enforcement Matters
State Registration Problems & Discipline
Transition Contract Review
Broker Litigation & Arbitration
Employment Matters
Regulatory Matters
Strategic Consulting
Whistleblower Law
Promissory Note Matters
Compliance Protection
Lawyer Referral Network
Expungement of CRD/BrokerCheck Disclosures
For Investors
Securities Fraud
Breach of Fiduciary Duty
Retirement Planning Negligence
Unauthorized Trading
Lawyer Referral Network
FAQs
News & Articles
News
Articles
Financial Counsel Blog
Videos
Newsletter Signup
Contact
Site Menu
About
Attorneys
For Advisors
For Investors
FAQs
News & Articles
Contact

Tagged with "arbitrators"

Former Registered Rep Wins FINRA Arbitration Expungement of Defamatory Language on His CRD Record

Posted on February 10th, 2017 at 4:50 PM
Former Registered Rep Wins FINRA Arbitration Expungement of Defamatory Language on His CRD Record

Eccleston Law LLC is pleased to announce that its client’s Central Registration Depository (CRD) and BrokerCheck record will be expunged of references to a baseless customer complaint filed against him and his former firm. 

Read More »

FINRA Updates Arbitration Panel Selection Procedures

Posted on January 4th, 2017 at 9:31 AM
FINRA Updates Arbitration Panel Selection Procedures

New FINRA Rule 12403 gives parties more prospective arbitrators to choose from in selecting their panels. 

Read More »

Finra arbitration panel awards registered representative $417,000 for wrongful termination, defamation

Posted on December 22nd, 2016 at 10:32 AM
Finra arbitration panel awards registered representative $417,000 for wrongful termination, defamation

A Finra arbitration panel awarded $417,000 to a registered representative this week after finding she was wrongfully fired and defamed by her former firm.

Read More »

Latest Articles
SEC Drops Fraud Case After $63 Million Repaid to Investors
September 17th, 2020 at 3:21 PM
Trader Craze Over Pro Shares UltraPro QQQ
September 16th, 2020 at 4:07 PM
Read More »

Request a Free Consultation

Attorneys are standing by during regular business hours. Call us now for immediate service, or complete the form below and we will contact you as soon as possible.

 
Chicago
55 West Monroe St.
Suite 610
Chicago, Illinois 60603
(312) 332-0000
(312) 332-0003
New York City
One Liberty Plaza
165 Broadway, 23rd Floor
New York, New York 10006
(312) 332-0000
(312) 332-0003
Boca Raton
2255 Glades Road
Suite 324A
Boca Raton, Florida 33431
(312) 332-0000
(312) 332-0003
2020 © Eccleston Law, LLC.
All Rights Reserved.
The law is continuously changing. Please do not rely on information found on this site without consulting a lawyer to determine if any recent changes in the law may have an impact.