James Eccleston Achieves Highest Rating in Both Legal Ability and Ethical Standards for 2020
July 8th, 2020 at 4:18 PM
James Eccleston achieved the highest rating in both Legal Ability and Ethical Standards from Martindale Hubbell for 2020. This is a reflection of the confidential opinions of members of the Bar and Judiciary.
Most businesses have bought a suite of policies to cover their business operations. Business interruption insurance coverage is part of that suite of policies.
JPMorgan wins round in fight over client contacts with Merrill broker
March 31st, 2020 at 9:07 AM
A broker who left JPMorgan's banking channel to join Merrill Lynch has agreed to a preliminary injunction barring him from soliciting his former clients as the parties await a FINRA arbitration proceeding.
Pershing must pay Stanford Ponzi scheme victims $5.6M as fallout grinds on
February 27th, 2020 at 3:44 PM
A FINRA arbitration panel has ordered Bank of New York Mellon's Pershing to pay more than $5.6 million in damages to a bevy of victims of the Ponzi scheme run by R. Allen Stanford more than a decade ago, and more cases are on the way.
Wells Fargo doesn't expect any disruption to its advisor compensation program following a major class-action settlement led by a former advisor who sued to recover deferred compensation that he said the firm improperly withheld from him when he left to launch his own practice.
