Tagged with "VSR Financial Services"

FINRA Fines Eight Broker-Dealers for Violations Related to Sales of Variable Annuity L-Shares

Posted on November 25th, 2016 at 10:00 AM
 FINRA Fines Eight Broker-Dealers for Violations Related to Sales of Variable Annuity L-Shares

FINRA has fined eight firms which include Voya Financial Advisors, Kestra Investment Services, FTB Advisors and five broker-dealer subsidiaries of Cetera Financial Group, comprising of Cetera Advisor Networks, Cetera Financial Specialists, First Allied Securities, Summit Brokerage Services and VSR Financial Services. 

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Texas Advisor Suspended For Violating Client’s Instructions

Posted on October 12th, 2016 at 8:52 AM
Texas Advisor Suspended For Violating Client’s Instructions

A financial advisor named MF (Mickey) Long II of Plano, Texas, has been suspended by the Texas State Securities Board for 45 days for recommending risky investments for a 70-year-old customer while he was employed by VSR Financial Services. 

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TESTIMONIALS

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We just wanted to say thanks for your work in helping us get back some of the money we lost. We are not by any means rich, but we have saved some money and we have done so through a tight-fisted approach to most everything we do. So losing a significant chunk of money hurt…especially at a time when everyone else was growing their accounts. We really appreciate the work you did.

Allan and Adele

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