Eccleston Law News

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Former Registered Rep Wins FINRA Arbitration Expungement of Defamatory Language on His CRD Record

Posted on Friday, February 10, 2017 at 4:50 PM
 
Former Registered Rep Wins FINRA Arbitration Expungement of Defamatory Language on His CRD Record

Eccleston Law LLC is pleased to announce that its client’s Central Registration Depository (CRD) and BrokerCheck record will be expunged of references to a baseless customer complaint filed against him and his former firm. 

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Stephany McLaughlin Shares Her Input OnWallStreet

Posted on Friday, December 23, 2016 at 11:58 AM
 
Stephany McLaughlin Shares Her Input OnWallStreet

Recently, Stephany McLaughlin shared her thoughts on former Southwest Securities adviser Kimberly Rose and her journey through arbitration.

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Finra arbitration panel awards registered representative $417,000 for wrongful termination, defamation

Posted on Thursday, December 22, 2016 at 10:32 AM
 
Finra arbitration panel awards registered representative $417,000 for wrongful termination, defamation

A Finra arbitration panel awarded $417,000 to a registered representative this week after finding she was wrongfully fired and defamed by her former firm.

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James Eccleston Shares His Thoughts OnWallStreet

Posted on Thursday, December 22, 2016 at 9:42 AM
 
James Eccleston Shares His Thoughts OnWallStreet

Recently, James Eccleston shared his thoughts on the battle some advisers face when choosing to represent themselves against experienced corporate attorney's. 

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Former Southwest Securities Institutional Rep Wins FINRA Arbitration, Recovering Damages as Well as Expungement of Defamatory Form U-5 Employment Termination Filing

Posted on Wednesday, December 21, 2016 at 1:47 PM
 
Former Southwest Securities Institutional Rep Wins FINRA Arbitration, Recovering Damages as Well as Expungement of Defamatory Form U-5 Employment Termination Filing

Kimberly M. Rose of Chicago, Illinois has been awarded $417,000 in compensatory damages and Form U-5 expungement relief in connection with her termination from Southwest Securities, Inc. (now Hilltop Holdings, Inc.).

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Ex-RIA owner loses $13M arbitration to broker-dealer C.L. King

Posted on Wednesday, December 7, 2016 at 10:16 AM
 
Ex-RIA owner loses $13M arbitration to broker-dealer C.L. King

A broker-dealer's $13 million arbitration win against an ex-RIA owner is a stark example of how complex business relationships can turn adversarial — sometimes leading to years of legal wrangling by firms and burned clients as well as bankruptcy.

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Eccleston Receives Judicial Award

Posted on Monday, November 28, 2016 at 11:56 AM
 
Eccleston Receives Judicial Award

We are proud to celebrate James Eccleston’s 2017 Martindale-Hubbell Highest Possible AV Preeminent Rating. 

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Stephany McLaughlin Discussed Practical Tips for Successfully Arbitrating Cases

Posted on Thursday, October 13, 2016 at 1:21 PM
 
Stephany McLaughlin Discussed Practical Tips for Successfully Arbitrating Cases

 Stephany McLaughlin, along with Howard Suskin, Retired Judge David Coar and Retired Judge Allen Goldberg gave a presentation at the Chicago Bar Association discussing  Arbitration both from  policy and practical perspectives at the Chicago Bar Association. 

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Eccleston Receives Martindale-Hubbell AV Preeminent Rating

Posted on Wednesday, October 12, 2016 at 12:56 PM
 
Eccleston Receives Martindale-Hubbell AV Preeminent Rating

We are proud to celebrate James Eccleston’s 2017 Martindale-Hubbell AV Preeminent Rating. 

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Kimberly Chavers, the new Board Member of the FPA Suncoast Chapter

Posted on Tuesday, October 11, 2016 at 12:37 PM
 
Kimberly Chavers, the new Board Member of the FPA Suncoast Chapter

Eccleston Law LLC is proud to announce that Kim Chavers is now a Board Member of the FPA Suncoast Chapter. 

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