Tagged with "World Equity Group"

World Equity Group Is Charged for Failing to Supervise Sales of Risky Investments

Posted on February 27th, 2015 at 12:42 PM

FINRA has accused World Equity Group, an Illinois based brokerage firm, of failing to supervise the sale of non-traditional Exchange Traded Funds (ETFs), failing to properly document due diligence performed on private placements.

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