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Tagged with "U.S. District Court"

Investor's Family Sues FINRA Alleging Biased Arbitration

Posted on December 31st, 2015 at 12:19 PM
Investor's Family Sues FINRA Alleging Biased Arbitration

Family members of two former Wachovia Securities clients are suing the Financial Industry Regulatory Authority (FINRA) Dispute Resolution in U.S. District Court, claiming the arbitration system has denied them their fundamental right to due process.

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