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Tagged with "U.S. District Court"

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SEC Files Suit Against Sean and Shane Hvizdzak

Posted on June 22nd, 2020 at 2:43 PM
SEC Files Suit Against Sean and Shane Hvizdzak

Brothers Sean and Shane Hvizdzak have been charged by the U.S. Securities and Exchange Commission (“SEC”) for allegedly misappropriating investor money from High Street Capital Fund USA LP, a cryptocurrency investment fund. The SEC also alleges that the Hvizdzaks misrepresented the fund’s performance to investors. The U.S. District Court granted the SEC’s request to freeze the Hvizdzaks’ assets and for a temporary restraining

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Investor's Family Sues FINRA Alleging Biased Arbitration

Posted on December 31st, 2015 at 12:19 PM
Investor's Family Sues FINRA Alleging Biased Arbitration

Family members of two former Wachovia Securities clients are suing the Financial Industry Regulatory Authority (FINRA) Dispute Resolution in U.S. District Court, claiming the arbitration system has denied them their fundamental right to due process.

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Latest Articles
FINRA Bars Former Goldman Sachs Banker After Expense Report Issues
April 20th, 2021 at 10:08 AM
SEC Obtains Emergency Asset Freeze Against Actor Operating a $690 Million Ponzi Scheme
April 19th, 2021 at 9:44 AM
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Latest News
Eccleston Law Launches Search to Hire Additional Attorneys Nationwide
April 15th, 2021 at 12:37 PM
Just Saying “No” to Firm-Provided and Conflicted Legal Counsel in Your Transition may avoid problems later
April 14th, 2021 at 3:55 PM
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