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Tagged with "unsuitability claim"

Baird Advisors Win Expungement of Complaint Alleging Unsuitability Claims

Posted on October 11th, 2019 at 2:10 PM
Baird Advisors Win Expungement of Complaint Alleging Unsuitability Claims

Robert W. Baird ("Baird") advisors recently were successful in expunging a complaint from a former client. The allegations include unsuitably of 529 accounts, variable annuities in individual retirement accounts ("IRAs"), and risky proprietary funds. 

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