Tagged with "Trident Partners"

New York Broker Charged in Investment Fraud

Posted on June 16th, 2015 at 11:33 AM
New York Broker Charged in Investment Fraud

William Quigley, former Chief Compliance Officer of Trident Partners Ltd, has been charged with conspiracy to commit wire fraud and money laundering conspiracy in connection with an investment scheme. He could face up to 20 years in prison.

Read More »

TESTIMONIALS

Previous
Next

I cannot thank you enough for your efforts. You have proven to be a valuable resource

Jim T.

LATEST NEWS AND ARTICLES

April 19, 2024
WealthFeed Raises Funds for AI-Driven Lead Generation Tool

WealthFeed leverages proprietary AI technology to collect nine real-time financial data points, including business sales, capital raises, inheritances, and job changes.

April 18, 2024
SEC Fines Target Off-Channel Communications

The Securities and Exchange Commission (SEC) is ramping up its enforcement efforts targeting off-channel communications, particularly text messages, among investment advisory firms.

April 17, 2024
B. Riley Financial Again Delays Filing Audited Results

B. Riley Financial Inc. has encountered a setback in filing its audited results within an extended timeframe, adding to existing pressure amid concerns raised by short sellers regarding its association with a former business partner.