Tagged with "the american registry"

America’s Most Honored Lawyers for 2020

Posted on September 28th, 2020 at 9:03 AM
America’s Most Honored Lawyers for 2020

James Joseph Eccleston is one of America's Most Honored Lawyers for 2020. 

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The work that you and your team have performed on my behalf is exemplary.

JT

LATEST NEWS AND ARTICLES

April 24, 2024
RIA Insurance Claims Skyrocket

A recent analysis by Golsan Scruggs reveals a staggering 231 percent increase in errors-and-omissions (E&O) liability claims among registered investment advisor (RIA)
insurers.

April 23, 2024
Surge Predicted in Regulation Best Interest Cases

According to a recent analysis, Reg BI-related actions quickly have ascended to the top five issues for FINRA, with fines totaling $6 million in 2023.

April 22, 2024
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The Financial Industry Regulatory Authority (FINRA) has imposed fines and censured independent broker-dealers Osaic Wealth and Securities America for cybersecurity deficiencies that led to hackers accessing the private information of more than 32,000 customers.