The U.S. Securities and Exchange Commission (“SEC”) has charged Geoffrey Thompson with violations related to the sale of securities in Covalent Collective, a cannabis company founded by Thompson.
Tagged with "scam"
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Tipster Informed FBI About College Admissions Scam in Order to Receive A Reduced Sentence for his Role in a Securities Fraud Case
Posted on March 18th, 2019 at 11:26 AM
According to a Wall Street Journal article, California financier, Morrie Tobin provided a critical tip to the FBI about the college admissions scam (aka Operation Varsity Blues) in order to get a reduced sentence for his role in an unrelated securities fraud case.
SEC Files a Complaint Against Two Florida Individuals and Business Entities for Orchestrating a $21 Million Hotel Project Scam
Posted on August 24th, 2018 at 9:32 AM
The SEC has filed a lawsuit against Florida businessmen, Joseph J. Walsh Sr. and Robert V. Matthews, along with their companies, Palm House Hotel LLLP and South Atlantic Regional Center LLC, for defrauding at least 88 investors out of $44 million.
SEC Charges Barred Broker for Orchestrating Real Estate Scam
Posted on October 6th, 2017 at 9:54 AM
Former broker Leonard Vincent Lombardo of Long Island, New York, along with his company and business partner, has agreed to settle charges with the SEC for perpetrating an alleged real estate investment scam.
SEC Settles Lawsuit with Texas Resident Accused of Running an Investment Scam
Posted on September 29th, 2017 at 9:08 AM
The SEC has settled a lawsuit with Texas resident, James G. Temme along with his company, Stewardship Fund LP allegedly for operating a $25 million fraudulent investment scheme with 100 different individual investors.
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