Tagged with "Ronald Paul Rafaloof"

Former Registered Rep Barred for Defrauding Elderly Client

Posted on April 9th, 2015 at 9:41 AM
Former Registered Rep Barred for Defrauding Elderly Client

A former broker from Liberty Partners Financial Specialist, LLC has been barred by FINRA and ordered by the New Jersey Bureau of Securities to pay $200,000 in civil penalties for defrauding his elderly client.

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