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Tagged with "river source wealth management"

SEC Charged North-Carolina’s Financial Adviser with Defrauding Clients by Overcharging Advisory Fees

Posted on June 11th, 2019 at 5:34 PM
SEC Charged North-Carolina’s Financial Adviser with Defrauding Clients by Overcharging Advisory Fees

The Securities and Exchange Commission (“SEC”) charged a North Carolina financial adviser Stephen Brandon Anderson with defrauding his clients by overcharging asset-based advisory fees by at least $367,000 over two years. Mr. Anderson owned and operated River Source Wealth Management in Waynesville, N.C., between November 2010 and March 2017.

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