On December 19th, the Securities and Exchange Commission filed a complaint against investment adviser firm Springer Financial Advisors (“SFA”) and its owner Keith Springer (“Springer”) for allegedly defrauding hundreds of individual investors at or nearing retirement.
I am grateful to have found an outstanding law firm that specializes in securities matters. My lawyers were extremely knowledgeable, diligent, and are skilled litigators. No stone was left upturned. As a result of their experience and tenacity, the arbitration proceeding was dismissed in my favor.