Tagged with "recent case"

Just Saying “No” to Firm-Provided and Conflicted Legal Counsel in Your Transition may avoid problems later

Posted on April 14th, 2021 at 3:55 PM
Just Saying “No” to Firm-Provided and Conflicted Legal Counsel in Your Transition may avoid problems later

Our recently filed court case of Armstrong and Kiefner vs. Shumaker, Loop & Kendrick, and Michael Taaffe alleges behavior that financial advisors should be aware of in considering whether or not they should have agreed to be represented by legal counsel selected/referred by their new firm in connection with their employment transition.

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