Tagged with "ohio national"

What Advisors, BDs Should Do About Ohio National’s End of Trailing Commissions

Posted on November 30th, 2018 at 5:09 PM
What Advisors, BDs Should Do About Ohio National’s End of Trailing Commissions

Ohio National’s decision to stop trail payments has started a wave of legal actions — and this is before the change is set to take effect on Dec. 12, 2018.

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Ohio National’s Shell Game in Canceling its Insurance Policy

Posted on November 27th, 2018 at 3:43 PM
Ohio National’s Shell Game in Canceling its Insurance Policy

Sometimes, insurance policies are too good for insureds, and carriers take a bit of a “financial bath”.  that is the case with Ohio National’s Guaranteed Minimum Income Benefit Rider (GMIB) Annuity Contract.

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I just received this letter from the CFP Board. Thank you, Thank you, THANK YOU!

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LATEST NEWS AND ARTICLES

March 24, 2023
Heartland Bank & Trust Co. Agrees to $9 Million Settlement For Allegedly Aiding and Abetting a Ponzi Scheme

The Securities and Exchange Commission (SEC) has agreed to a $9 million settlement
with Heartland Bank & Trust Co. over the bank’s alleged role in aiding and abetting a $75
million Ponzi scheme.

March 23, 2023
Morgan Stanley Obtains TRO Against Pennsylvania LPL Advisor Over Inherited Accounts and Misrepresentations

A federal judge has awarded Morgan Stanley a temporary restraining order (TRO)
against a Pennsylvania-based advisor who recently departed for LPL Financial.

March 22, 2023
Sanford Bernstein & Co. and Alliance Bernstein Face FINRA Arbitration Claim Over Options Advantage Strategy

Sanford Bernstein & Co. and Alliance Bernstein (Bernstein) are facing what could be the first of several Financial Industry Regulatory Authority (FINRA) arbitration claims related to its Options Advantage Strategy.