Could President-elect Trump put a halt to the Department of Labor’s fiduciary regulation?
If you are being bothered by the Regulators, call Eccleston Law, you won't regret it.
Could President-elect Trump put a halt to the Department of Labor’s fiduciary regulation?
Amidst swirling speculation regarding its connections with a client linked to the Prophecy Asset Management collapse, B. Riley Financial Inc. has conducted an internal
review, concluding no affiliations with the defunct hedge fund.
A recent analysis by Golsan Scruggs reveals a staggering 231 percent increase in errors-and-omissions (E&O) liability claims among registered investment advisor (RIA)
insurers.
According to a recent analysis, Reg BI-related actions quickly have ascended to the top five issues for FINRA, with fines totaling $6 million in 2023.