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Tagged with "Newbridge Securities Corporation"

Stockbroker Pleads Guilty in Securities Fraud

Posted on November 12th, 2016 at 9:00 AM
Stockbroker Pleads Guilty in Securities Fraud

A Boca Raton, Florida stockbroker named Gerald Cocuzzo who worked at Newbridge Securities Corporation, has pled guilty to participating in a $131 million securities fraud and could face up to 20 years in prison. 

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Newbridge Securities Fined for Bond Transaction Issues

Posted on December 9th, 2014 at 5:38 PM
Newbridge Securities Fined for Bond Transaction Issues

FINRA has fined Newbridge Securities Corporation for violating various rules relating to corporate bond transactions and customer trading activities.

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