The SEC has obtained a final judgment against investment adviser Scott Newsholme of Farmingdale, New Jersey for allegedly defrauding elderly clients in a $3.8 million Ponzi-like scheme.
Tagged with "New Jersey"
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SEC Bars New Jersey Investment Adviser Running Ponzi Scheme to Fund Gambling Habit
Posted on April 8th, 2019 at 5:12 PM
New Jersey Adviser Accused of Running a Ponzi Scheme to Fund Gambling Habit
Posted on September 25th, 2017 at 3:39 PM
The SEC has filed a lawsuit against adviser Scott Newsholme of Farmingdale, New Jersey for allegedly defrauding elderly clients in a $1 million Ponzi-like scheme.
Former UBS Broker Pleads Guilty to $1 Million Securities Fraud
Posted on March 24th, 2015 at 11:34 AM
A former UBS broker from New Jersey pled guilty for stealing over $1 million from a retired pediatrician and his wife by fraudulently soliciting them to invest in his purported hedge fund, RKS Capital, LP.
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