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Tagged with "Mutual funds"

Page 1 of 1

The 20 Worst-Performing High-Yield Bond Funds Have Benefited From Steady Market Growth

Posted on April 25th, 2019 at 4:19 PM
The 20 Worst-Performing High-Yield Bond Funds Have Benefited From Steady Market Growth

According to Morningstar Direct data, the 20 worst-performing mutual funds and ETFs in the high-yield bond sector have managed still to post positive annual returns over the last 10 years.

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FINRA Fines Kestra Investment Services for Overcharging Customers $1.6 Million in Mutual Fund Fees

Posted on February 22nd, 2019 at 3:14 PM
FINRA Fines Kestra Investment Services for Overcharging Customers $1.6 Million in Mutual Fund Fees

FINRA has fined Austin, Texas-based broker-dealer, Kestra Investment Services LLC, a subsidiary of independent broker-dealer, Kestra Financial, $225,000 for overcharging customers $1.6 million in mutual fund fees.

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Morgan Stanley Fined For Online Disclosure Failures

Posted on January 13th, 2017 at 12:10 PM
Morgan Stanley Fined For Online Disclosure Failures

FINRA has censured Morgan Stanley and fined it $1.5 million for allegedly failing to provide millions of customers access to online information on purchases of mutual funds and other products.

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Time to Fix the Mutual Fund Marketplace

Posted on August 20th, 2015 at 1:49 PM
Time to Fix the Mutual Fund Marketplace

Recently, I read an interesting editorial. The author argued that, while there is an excessive amount of share classes offered by open-end mutual fund companies, there is no need.

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SEC Examines Mutual Fund Leveraged Investments

Posted on February 5th, 2015 at 10:25 AM
SEC Examines Mutual Fund Leveraged Investments

The SEC has launched a review of mutual fund companies to monitor their leveraged investments.

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Page 1 of 1
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January 25th, 2021 at 4:02 PM
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