Tagged with "Midwest Green Resources"

Ohio Doctor to Pay $250,000 Due To Ponzi Scheme

Posted on November 10th, 2015 at 4:26 PM
Ohio Doctor to Pay $250,000 Due To Ponzi Scheme

In a recent SEC administrative proceeding, Scott Doak, of Xenia, Ohio agreed to settle charges that he had committed securities and advisor fraud.

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Ohio Ponzi Schemers Swindle Investors

Posted on December 3rd, 2014 at 2:53 PM
Ohio Ponzi Schemers Swindle Investors

A couple from Springboro, Ohio are under FBI investigation for a financial pyramid scheme that reportedly defrauded investors out of more than $50 million.

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If the regulators are after you, and are trying to make a case against you, and you are going to contest their allegations against you, make sure you have the best securities industry defense lawyers, Eccleston Law Firm. My case was spun into a combination of penalties including fines, cash settlements, CE courses and suspension. They were the best I have seen in action. When all was said and done, they had done their magic, my situation was negotiated and settled with a simple "letter of caution" and a case closed without action. It is the most important legal business decision you will ever make, make it Eccleston Law.

Rick R.

LATEST NEWS AND ARTICLES

April 23, 2024
Surge Predicted in Regulation Best Interest Cases

According to a recent analysis, Reg BI-related actions quickly have ascended to the top five issues for FINRA, with fines totaling $6 million in 2023.

April 22, 2024
FINRA Fines Independent Broker-Dealers Over Cybersecurity Lapses

The Financial Industry Regulatory Authority (FINRA) has imposed fines and censured independent broker-dealers Osaic Wealth and Securities America for cybersecurity deficiencies that led to hackers accessing the private information of more than 32,000 customers.

April 19, 2024
WealthFeed Raises Funds for AI-Driven Lead Generation Tool

WealthFeed leverages proprietary AI technology to collect nine real-time financial data points, including business sales, capital raises, inheritances, and job changes.