Tagged with "manipulation"

Former Merrill Lynch Advisors Convicted Of Manipulating Market

Posted on August 16th, 2021 at 12:58 PM
Former Merrill Lynch Advisors Convicted Of Manipulating Market

Two former Merrill Lynch advisors, Edward Bases and John Pacilio, have been convicted of fraudulently manipulating the precious metals market with false orders, which enabled the advisors to complete trades at more favorable prices.

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January 31, 2023
Former LPL Advisor Receives 8-Year Prison Sentence For Misappropriation of Client Funds

A former LPL financial advisor recently was sentenced to more than eight years in prison, or 100 months, for his role in a scheme that misappropriated $2.8 million from six clients. 

January 30, 2023
Silvergate Shares Skyrocket Amidst FTX Meltdown

Silvergate Capital share prices increased after the company announced its fourth-quarter results, even after FTX’s collapse, which forced Silvergate to fire staff and sell assets.

January 27, 2023
SEC Files Suit Against Gemini and Genesis Over Crypto “Earn” Program

The Securities and Exchange Commission (SEC) has filed suit against two crypto brokerages, Genesis Global Capital and Gemini Trust Co., for breaching federal securities laws.