Tagged with "lpl financial broker"

FINRA Bars Jason Nelson, Former LPL Financial Broker for Non-Cooperation

Posted on June 14th, 2019 at 2:43 PM
FINRA Bars Jason Nelson, Former LPL Financial Broker for Non-Cooperation

The Financial Industry Regulatory Authority (“FINRA”) recently barred Jason Nelson (CRD No. 4824535) from the industry for refusing to cooperate in FINRA’s Rule 8210 inquiry.

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