Tagged with "J.P. Morgan Securities LLC"

J.P. Morgan Charged with Failing to Disclose Conflicts of Interest, Settles for $127.5 Million

Posted on January 10th, 2016 at 7:17 PM
J.P. Morgan Charged with Failing to Disclose Conflicts of Interest, Settles for $127.5 Million

On December 18th, the SEC announced the settlement of two JP Morgan Chase & Co. wealth management subsidiaries for failing to disclose multiple conflicts of interest to investors. 

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