The SEC announced that it has awarded two whistleblowers a total of $50 million. The SEC received $267 million stemming from a settlement with JPMorgan Chase & Co.
Tagged with "JP Morgan Chase"
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SEC Launches Inquiring into JPMorgan’s Fund Sales
Posted on May 21st, 2015 at 9:45 AM
JP Morgan Chase & Co. is under investigation by the SEC and other regulators regarding the manner in which it sells its own mutual funds and other proprietary products.
Staten Island Man Charged in $9 million Investment Fraud
Posted on December 29th, 2014 at 10:47 AM
Nicholas Spinelli, a Staten Island businessman, was charged in an investment fraud with stealing more than $9 million from 300 investors.
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