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Tagged with "JP Morgan Chase"

SEC Awards Two JPMorgan Chase Whistleblowers $50 Million

Posted on April 2nd, 2019 at 5:19 PM
SEC Awards Two JPMorgan Chase Whistleblowers $50 Million

The SEC announced that it has awarded two whistleblowers a total of $50 million. The SEC received $267 million stemming from a settlement with JPMorgan Chase & Co.

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SEC Launches Inquiring into JPMorgan’s Fund Sales

Posted on May 21st, 2015 at 9:45 AM
SEC Launches Inquiring into JPMorgan’s Fund Sales

JP Morgan Chase & Co. is under investigation by the SEC and other regulators regarding the manner in which it sells its own mutual funds and other proprietary products.

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Staten Island Man Charged in $9 million Investment Fraud

Posted on December 29th, 2014 at 10:47 AM

Nicholas Spinelli, a Staten Island businessman, was charged in an investment fraud with stealing more than $9 million from 300 investors. 

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