The Financial Industry Regulatory Authority (FINRA) will enable advisory firms to continue conducting remote branch office inspections into 2022 so long as the Securities and Exchange Commission (SEC) does not object to the proposal.
I want to extend a tremendous thank you for your dedication, professionalism, hard work and patient demeanor through this challenging time. It was enjoyable interacting with everyone on your team, this certainly helped while dealing with the situation and working towards resolution.