Goldman Sachs agreed to pay $2.9 billion to settle a criminal investigation brought by federal prosecutors.
Tagged with "Goldman Sachs"
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Goldman Sachs Agrees to Pay $2.9 Billion to Settle Criminal Case Related to 1MDB
Posted on October 27th, 2020 at 4:07 PM
Goldman Sachs Expands Wealth Management Reach by Purchasing United Capital
Posted on May 16th, 2019 at 4:57 PM
In an effort to become a dominant player in the financial advice business, Goldman Sachs Group Inc. has announced that it has agreed to buy United Capital Financial Partners Inc. for $750 million.
Morgan Stanley Investment Bankers Collect Millions in Fees from Uber IPO as Clients Face Losses
Posted on May 15th, 2019 at 4:40 PM
Underwriters from Morgan Stanley and Goldman Sachs will collect millions of dollars in fees from clients who had invested in Uber’s initial public offering (IPO) last week. Nevertheless, the clients who had invested in Uber’s IPO are now facing large losses.
FINRA Arbitrators Order Goldman Sachs Pay $100 Million
Posted on May 19th, 2015 at 11:22 AM
Goldman Sachs has been ordered to pay $100 million, plus interest, to the National Australia Bank (NAB) for violating industry practices related to the sale of mortgage-linked securities.
10 Firms Fined for Allowing Equity Analysts to Solicit IB Business
Posted on December 30th, 2014 at 9:56 AM
FINRA has fined 10 firms a total of $43.5 million for allowing their equity research analysts to solicit investment banking business and for offering favorable research coverage in connection with the 2010 planned initial public offering of Toys R Us.
Goldman Sachs Found Liable for Retaliation against Military Personnel
Posted on December 19th, 2014 at 8:37 AM
A panel of securities industry arbitrators awarded two military personnel $7.6 million for wrongful discharge and for violations of USERRA, the federal law that protects military personnel from workplace harassment and retaliation.
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